Compliance Officer
Status
Recently filled
Job Description
Our real estate focused AIFM client is at an exciting stage, having obtained an AIFM license recently. Our client has an English speaking environment, a professional approach, and though it's well-established elsewhere, it is in an exciting “start up” phase in Luxembourg.
About the Role
We are looking for a local compliance officer to join them in a compliance role, incorporating AML compliance monitoring, supporting wok on policies and procedures,. You will undertake a broad range of responsibilities for the AIFM, assisting the Conducting Officer Compliance in daily operations. The role is aimed at someone with around 1 - 3 years' experience in a Luxembourg AIFM, or a more experienced candidate on a part time basis.
Responsibilities
• Assist the Conducting Officer Compliance in daily second line compliance activities.
• Assist with drafting policies and procedures.
• Undertake AML/KYC monitoring, suspicious transaction monitoring, etc.
• Perform regulatory watch and provide guidance to the business
• The AIFM’s compliance policy and monitoring plan
• Perform due diligence on delegates
• Assist with audit requests
• Drafting reports
Candidate Requirements
Qualifications
• Speak and write fluently in English, being confident in discussions with international colleagues.
• Have excellent Luxembourg regulatory knowledge affecting AIFMs.
• Have between 1 and up to 3 years’ experience in risk in an AIFM.
• If you have more extensive experience, you will be looking to work 2 or 3 days a week.
Required Skills
• Fluency in English.
• Knowledge of Luxembourg regulations gained in a similar role in Luxembourg.
• Experience in risk management within an AIFM.
Preferred Skills
• A degree or Masters in risk, or other relevant risk focused training
Pay range and compensation package
To be discussed and subject to experience.